Regulatory Disclosures FINRA • SIPC • SEC

FINRA Membership

Virexon Capital is a registered broker-dealer and a proud member of the Financial Industry Regulatory Authority (FINRA).

SIPC Protection

Virexon Capital is a member of the Securities Investor Protection Corporation (SIPC). SIPC protects securities customers of its members up to $500,000 (including $250,000 for claims for cash).

SIPC does not protect against market losses or fraud.

SEC Relationship

Virexon Capital is registered with the U.S. Securities and Exchange Commission (SEC) as a broker-dealer.

As a registered broker-dealer, we are subject to regular examinations and must comply with all SEC rules and regulations, including the Securities Exchange Act of 1934.

Best Execution

Virexon Capital is committed to providing best execution for all customer orders. We strive to obtain the most favorable terms reasonably available for the execution of customer orders, considering:

• Price improvement opportunities
• Speed of execution
• Likelihood of execution and settlement
• Size and nature of the order
• Market conditions and volatility

Order Routing Practices

Customer orders are routed to various market centers, including:

• New York Stock Exchange (NYSE)
• Nasdaq
• Cboe Global Markets
• Alternative Trading Systems (ATS)
• Electronic Communication Networks (ECNs)

Our order routing decisions are based on a combination of factors including execution quality, speed, price improvement, and reliability. A complete list of routing destinations is available in our SEC Rule 606 report.

Payment for Order Flow

Virexon Capital may receive payment for order flow from certain market makers and executing brokers. This means we may receive compensation for directing customer orders to specific trading venues.

Conflicts of Interest Policy

Virexon Capital maintains a comprehensive Conflicts of Interest Policy designed to identify, manage, and mitigate conflicts that may arise in our business activities. These include:

• Payment for order flow arrangements
• Proprietary trading by the firm
• Employee personal trading
• Affiliate relationships and referral arrangements
• Compensation structures that may incentivize certain behaviors

We have implemented internal controls, disclosure protocols, and supervisory procedures to ensure that client interests remain our priority.

Customer Protection Rule (SEC Rule 15c3-3)

Virexon Capital maintains customer fully paid and excess margin securities in a manner consistent with SEC Rule 15c3-3 (the "Customer Protection Rule"). Customer assets are held in segregated accounts separate from firm assets, ensuring they are protected in the event of firm insolvency.

We perform a weekly reserve computation and maintain a Special Reserve Bank Account for the exclusive benefit of customers, as required by SEC regulations.

Business Continuity Plan

Virexon Capital maintains a detailed Business Continuity Plan (BCP) to address potential business disruptions. Our plan includes provisions for:

• Alternative trading and order processing systems
• Backup data centers with real-time replication
• Remote work capabilities for critical personnel
• Customer access to account information and funds
• Communication protocols during emergencies

A summary of our BCP is available upon request. In the event of a significant disruption, customer information will be available via our website or by calling our emergency hotline.

Complaint Handling Procedures

Virexon Capital takes customer concerns seriously. If you have a complaint, please contact us immediately:

Additional Disclosure Documents

The following documents are available to customers upon request:

• SEC Rule 605 Execution Quality Report
• SEC Rule 606 Order Routing Report
• Form CRS (Customer Relationship Summary)
• Margin Disclosure Statement
• Options Disclosure Document (ODD)
• Annual Financial Reports

To request any of these documents, Line: +44 7934 804864.